Rk Research Services Morphing Spinner
RK Research Solutions SEBI Registered Research Analyst
WhatsApp Floating Button - Vijayshree Jewellers
Chat on WhatsApp
SEBI Investor Protection Framework

Investor Charter

A plain account of what RK Research Solutions owes you as a SEBI–registered Research Analyst — what we disclose, how grievances are resolved, and what to watch for before you act on any research.

Our Vision

“Invest with knowledge & safety.”

Our Mission

Every investor should be able to choose the right investment products for their needs, monitor them against their goals, access clear reports, and build lasting financial wellness.

What We Do

Business transacted as a Research Analyst

The scope of activity SEBI permits and expects of us — nothing more, nothing assumed.

Publish research reports based on our own documented research activity.
Provide an independent, unbiased view on securities under coverage.
Disclose any financial interest we hold in securities we recommend.
Base recommendations on analysis of publicly available information and documented observations.
Undergo an annual compliance audit as required under the regulations.
Ensure every advertisement follows SEBI's Advertisement Code for Research Analysts.
Maintain records of every client interaction — including with prospective clients prior to onboarding — wherever research services are discussed.

Services Provided to Investors

Onboarding, disclosure, and operating standards

Three commitments that apply from the first conversation through every report that follows.

Client Onboarding
  • Terms and conditions of research services shared up front.
  • KYC completed for every fee–paying client.
Disclosure Obligations
  • Material information for informed decisions: business activity, history, associates, and risks.
  • Extent of AI tool use in our research process.
  • Distribution of third–party research, including conflicts or source links.
  • Any conflict between our research activity and our other business activities.
Operational Standards
  • Reports and recommendations distributed without discrimination.
  • Confidentiality maintained until a publication reaches the public domain.
  • Data privacy respected; information protected against unauthorised use.
  • Service timelines disclosed, and adhered to.
  • Clear caution notices on complex, high–risk products.
  • Every client treated with honesty and integrity.

If Something Goes Wrong

Grievance redressal, in order

A real escalation path — start with us, and each step beyond stays available if you need it.

01
Direct Redressal
Approach RK Research Solutions directly. We aim to resolve grievances immediately, and no later than 21 days from receipt.
02
SCORES 2.0
SEBI's centralised, web–based system for time–bound grievance resolution, reviewed first by RAASB and then by SEBI.
scores.sebi.gov.in →
Two–level review:
1. RAASB · 2. SEBI
03
SMART ODR Platform
If SCORES resolution isn't satisfactory, file for online conciliation or arbitration through the SMART ODR platform.
04
Physical Complaints
Office of Investor Assistance and Education, SEBI Bhavan, Plot No. C4–A, ‘G’ Block, Bandra–Kurla Complex, Bandra (E), Mumbai – 400 051.

Know Where You Stand

Rights of investors

Fourteen rights SEBI guarantees you as a client of any registered Research Analyst.

01Right to privacy and confidentiality
02Right to transparent practices
03Right to fair and equitable treatment
04Right to adequate information
05Right to initial and continuing disclosure
06Right to receive information on all statutory and regulatory disclosures
07Right to fair and true advertisement
08Right to awareness about service parameters and turnaround times
09Right to be informed of the timelines for each service
10Right to be heard and to satisfactory grievance redressal
11Right to timely redressal
12Right to exit a financial product or service as per agreed terms
13Right to clear guidance and caution notice for high–risk products
14Additional rights for vulnerable consumers, including suitable access for the differently abled
15Right to provide feedback on products and services used
16Right against coercive, unfair, and one–sided clauses

Before You Act

What we expect from investors

Protecting yourself starts with these habits, every time you engage a Research Analyst.

Do’s
  • Always deal with a SEBI–registered Research Analyst.
  • Confirm a valid registration certificate and check the SEBI number.
  • Read the disclosures in a research report before investing.
  • Pay only through banking channels, and keep signed receipts.
  • Review recommendations carefully before buying or selling.
  • Ask questions and clear doubts with your RA before acting.
  • Seek extra guidance on complex or high–risk products.
  • Know your right to stop services as per agreed terms.
  • Report any RA offering assured or guaranteed returns to SEBI.
Verify on SEBI Database
Don’ts
  • Never hand over funds for investment to a Research Analyst.
  • Don’t fall for luring advertisements or market rumours.
  • Don’t be drawn in by limited–period discounts, incentives, or gifts.
  • Never share login credentials or passwords for trading, demat, or bank accounts.
If in doubt, stop. No legitimate Research Analyst will ever ask for your trading credentials or guarantee a return. When something feels off, pause and verify before proceeding.
RK Research Solutions